Trade Surveillance Analyst
Bedale
Permanent
Compliance
Energy
£40,000.00 - £45,000.00Year
Job Opportunity: Trade Surveillance Analyst
Are you ready to take your career to the next level in the dynamic world of banking? Our client, a leading organisation in the financial sector, is on the lookout for a motivated and skilled Trade Surveillance Analyst. Join a team where your analytical prowess and passion for compliance will make a real impact.
Key Responsibilities:
As a Trade Surveillance Analyst, you will play a crucial role in ensuring the integrity of trading activities. Your day-to-day responsibilities will include:
Surveillance Activities: Identify, monitor, and investigate suspicious trading activities from initial escalation through to resolution.
Process Improvement: Lead changes to enhance surveillance processes and automated alerting, driving effectiveness and efficiency.
Risk Assessment: Perform periodic reviews of market abuse patterns and risk assessments to evaluate the effectiveness of the surveillance framework.
Compliance Support: Assist the Wholesale Compliance team in maintaining regulatory compliance across various areas.
Regulatory Monitoring: Conduct trade, despatch, and electronic communications surveillance, escalating issues as needed.
Independent Investigations: Carry out reviews and investigations into compliance matters as required.
Collaboration: Work with the Wholesale Market team to provide compliance guidance and support on regulatory developments.
Knowledge, Skills, and Experience Required:
To thrive in this role, you should possess:
A strong academic background in a numerical or business discipline, or relevant experience.
An understanding or interest in wholesale physical and financial markets, including regulatory frameworks like REMIT, MAR, and MiFID II.
Experience working with commercial teams and building trust while challenging the status quo.
A knack for data analysis and the ability to influence operational culture.
Strong communication skills to convey complex issues simply and concisely.
Exceptional attention to detail and the ability to work under pressure.
What We Offer:
A vibrant work environment where innovation and collaboration thrive.
Opportunities for personal and professional growth within a supportive team.
The chance to make a significant impact on the organisation's compliance framework.
Why Join Us?
At our client, you will be part of a team that values your contributions and promotes a culture of continuous improvement. This is not just a job; it's a chance to grow your career in a supportive and stimulating environment. If you are someone who leads by example, is open to new ideas, and is eager to learn, we want to hear from you.
How to Apply:
If you're excited about this opportunity and meet the qualifications, we'd love to see your application. Please submit your resume and a cover letter detailing your relevant experience.
Join us on this exciting journey in the banking industry. Your next adventure starts here.
LHH is an employment consultancy that believes in talent, not labels. It is important to us that we run inclusive recruitment processes to support candidates of all abilities and encourage applicants of all backgrounds and perspectives to apply. LHH is committed to building an inclusive, supportive environment to enable candidates to explore the next steps in their careers. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.
Trade Surveillance Analyst
LHH
27 days ago
£40,000.00 - £45,000.00Year
Permanent
Compliance
Energy
Bedale
Job Opportunity: Trade Surveillance Analyst
Are you ready to take your career to the next level in the dynamic world of banking? Our client, a leading organisation in the financial sector, is on the lookout for a motivated and skilled Trade Surveillance Analyst. Join a team where your analytical prowess and passion for compliance will make a real impact.
Key Responsibilities:
As a Trade Surveillance Analyst, you will play a crucial role in ensuring the integrity of trading activities. Your day-to-day responsibilities will include:
Surveillance Activities: Identify, monitor, and investigate suspicious trading activities from initial escalation through to resolution.
Process Improvement: Lead changes to enhance surveillance processes and automated alerting, driving effectiveness and efficiency.
Risk Assessment: Perform periodic reviews of market abuse patterns and risk assessments to evaluate the effectiveness of the surveillance framework.
Compliance Support: Assist the Wholesale Compliance team in maintaining regulatory compliance across various areas.
Regulatory Monitoring: Conduct trade, despatch, and electronic communications surveillance, escalating issues as needed.
Independent Investigations: Carry out reviews and investigations into compliance matters as required.
Collaboration: Work with the Wholesale Market team to provide compliance guidance and support on regulatory developments.
Knowledge, Skills, and Experience Required:
To thrive in this role, you should possess:
A strong academic background in a numerical or business discipline, or relevant experience.
An understanding or interest in wholesale physical and financial markets, including regulatory frameworks like REMIT, MAR, and MiFID II.
Experience working with commercial teams and building trust while challenging the status quo.
A knack for data analysis and the ability to influence operational culture.
Strong communication skills to convey complex issues simply and concisely.
Exceptional attention to detail and the ability to work under pressure.
What We Offer:
A vibrant work environment where innovation and collaboration thrive.
Opportunities for personal and professional growth within a supportive team.
The chance to make a significant impact on the organisation's compliance framework.
Why Join Us?
At our client, you will be part of a team that values your contributions and promotes a culture of continuous improvement. This is not just a job; it's a chance to grow your career in a supportive and stimulating environment. If you are someone who leads by example, is open to new ideas, and is eager to learn, we want to hear from you.
How to Apply:
If you're excited about this opportunity and meet the qualifications, we'd love to see your application. Please submit your resume and a cover letter detailing your relevant experience.
Join us on this exciting journey in the banking industry. Your next adventure starts here.
LHH is an employment consultancy that believes in talent, not labels. It is important to us that we run inclusive recruitment processes to support candidates of all abilities and encourage applicants of all backgrounds and perspectives to apply. LHH is committed to building an inclusive, supportive environment to enable candidates to explore the next steps in their careers. If you require reasonable adjustments at any stage, please let us know and we will be happy to support you.