Compliance Monitoring Analyst
City of London
Permanent
Compliance
Investment Management
I am currently recruiting for 2 Compliance Monitoring Analysts with a leading UK Asset Management Firm. This is perfect for an individual looking for their '2nd' role in their career of compliance as the management team are keen on career development.
About You:
- Prior experience in Compliance Monitoring within Asset Management (Distribution/Marketing/Financial Promotion experience will be favourable)
- Knowledge of UK regulatory requirements
- Knowledge of UCITS and AIFMD
Unfortunately those that do not have Compliance Monitoring experience within Asset Management (only) won't be considered.
Compliance Monitoring Analyst
LHH
7 days ago
Permanent
Compliance
Investment Management
City of London
I am currently recruiting for 2 Compliance Monitoring Analysts with a leading UK Asset Management Firm. This is perfect for an individual looking for their '2nd' role in their career of compliance as the management team are keen on career development.
About You:
- Prior experience in Compliance Monitoring within Asset Management (Distribution/Marketing/Financial Promotion experience will be favourable)
- Knowledge of UK regulatory requirements
- Knowledge of UCITS and AIFMD
Unfortunately those that do not have Compliance Monitoring experience within Asset Management (only) won't be considered.